The firm’s clients are banking and financial services clients. They include large national diversified financial services companies, community banks, savings banks, mortgage banking companies, and other consumer financial service providers.

Regulatory and Administrative: Mr. Fleming represents clients before state and federal banking and financial regulators in charter application proceedings and charter conversions, licensing proceedings, enforcement proceedings, and other agency regulatory matters.

With a home base in Austin, Mr. Fleming provides his national and Texas clients with a presence in the Texas Capitol and state agencies. He has appeared before the Texas Department of Banking, Department of Savings and Mortgage Lending, Office of Consumer Credit, Texas Department of Insurance, and the Texas Securities Board.

Transactional: Mr. Fleming represents clients in the acquisition of banks and other financial services companies, and assist clients with branch acquisitions and expansion.

Compliance: We represent financial services clients before administrative agencies in compliance proceedings and examination matters, and assist clients in developing and strengthening regulatory and consumer compliance programs.

General business and corporate: Whether it is an issue of corporate governance, vendor contract, or employment Mr. Fleming assists his community banking and mortgage banking clients in dealing with the day to day issues encountered by the financial services industry. With a broad background that includes bank litigation and lending transactions, Mr. Fleming understands that tactical decisions are best made in the context of the strategic long term interest of the client.